What Is A Registered Broker-dealer?

What Is A Registered Broker-dealer? As a dealer, a broker-dealer is one of the parties doing the buying or selling. In either role, broker-dealers are subject to extensive regulation. They are sometimes referred to as “registered broker-dealers” because they must register with the appropriate federal and state authorities. What is a finra registered broker-dealer? FINRA

What Is A Pershing IRA?

What Is A Pershing IRA? Pershing LLC is a business-to-business provider. We provide global financial solutions to advisors, asset managers, broker-dealers, family offices, fund managers, registered investment advisor firms and wealth managers. Pershing acts as clearing broker under a written agreement with your financial organization. Who uses Pershing? Clients of BNY Mellon’s Pershing include advisors,

What Is Broker Protected?

What Is Broker Protected? To protect brokers in this instance, most listing agreements have what is known as a “broker protection clause,” also known as an “extension clause” or “tail provision.” The broker protection clause provides that if the owner contracts to sell the property with a buyer who was procured by the broker within

What Is The Contract Agreement Called When The Buyer Is Legally Bound To Compensate The Agent When The Buyer Purchases Any Property Of The Same Type As Described In The Contract?

What Is The Contract Agreement Called When The Buyer Is Legally Bound To Compensate The Agent When The Buyer Purchases Any Property Of The Same Type As Described In The Contract? A service agreement, also known as a buyer’s agency agreement, is a legally binding contract between you and the real estate brokerage that your

What Is The Difference Between A Food Broker And A Distributor?

What Is The Difference Between A Food Broker And A Distributor? Like a broker, distributors have relationships with high-volume retailers and can assist with getting new products on the shelf. Unlike a broker, a distributor purchases product upfront and resells to retailers. What is a food brokers job description? A food broker’s goal is to