What Misdemeanors Disqualify You From Finra?
What Misdemeanors Disqualify You From Finra? Misdemeanors that must be disclosed are those involving investments or an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion or a conspiracy to commit any of these offenses. Can you get a Series 7 with a misdemeanor? If you were charged