Why Is Insider Trading Considered A Serious Offence? Obviously, the reason insider trading is illegal is because it gives the insider an unfair advantage in the market, puts the interests of the insider above those to whom he or she owes a fiduciary duty, and allows an insider to artificially influence the value of a
How Do You Find Insider Information On A Stock? The SEC’s Edgar database allows free public access to all filings related to insider buying and selling of stock shares. A number of financial information websites offer easier-to-use databases of insider buying. How do you find insider ownership of a stock? Check SEC Filings. Insiders are
Are Registered Reps Considered Insiders? RIAs are considered to be acting in a fiduciary capacity, and so held to a higher standard of conduct than registered representatives. This fiduciary standard mandates that an RIA must always unconditionally put the client’s best interests ahead of their own, regardless of all other circumstances. Is a registered representative