Which Of The Following Employees Of A Municipal Securities Firm Are Considered Municipal Finance Professionals That Are Subject To Political Contribution Rules Under MSRB Rule G 37?
Which Of The Following Employees Of A Municipal Securities Firm Are Considered Municipal Finance Professionals That Are Subject To Political Contribution Rules Under MSRB Rule G 37? The registered representative is considered to be a Municipal Finance Professional and is subject to the political contribution rule. Who is a municipal finance professional? What does Municipal