- The Federal Reserve Board.
- Office of the Comptroller of the Currency.
- Federal Deposit Insurance Corporation.
- Office of Thrift Supervision.
- CFTC.
- FINRA.
- State Bank Regulators.
- State Insurance Regulators.
What are the key regulators of finance companies?
- the Australian Prudential Regulation Authority (APRA);
- the Australian Securities and Investments Commission (ASIC);
- the Reserve Bank of Australia (RBA); and.
- the Australian Treasury.
What are financial sector regulators?
SEBI
: The market regulator in the Indian capital market is the Securities and Exchange Board of India (SEBI). IRDAI: The Insurance Regulatory and Development Authority (IRDA) does the same for the insurance sector. RBI: Reserve Bank of India (RBI) conducts the country’s monetary policy.
Who regulates finances?
Housing
Finance Companies
are
regulated
by National Housing Bank, Merchant Banker/Venture Capital Fund
Company
/stock-exchanges/stock brokers/sub-brokers are
regulated
by Securities and Exchange Board of India, and Insurance
companies
are
regulated
by Insurance Regulatory and Development Authority.
Who are the Philippine financial regulators?
The financial services industry in the Philippines is supervised by three agencies, namely,
the BSP, the Securities and Exchange Commission (SEC) and the Insurance Commission (IC)
.
What is MAS regulation?
MAS is
the integrated regulator and supervisor of financial institutions in Singapore
. MAS establishes rules for financial institutions which are implemented through legislation, regulations, directions and notices. Guidelines have also been formulated to encourage best practices among financial institutions.
Is a bank a financial regulator?
Most national banks must be members of
the Federal Reserve System
; however, they are regulated by the Office of the Comptroller of the Currency (OCC). The Federal Reserve supervises and regulates many large banking institutions because it is the federal regulator for bank holding companies (BHCs).
Is a stock a financial instrument?
In simple words,
any asset which holds capital and can be traded in the market
is referred to as a financial instrument. Some examples of financial instruments are cheques, shares, stocks, bonds, futures, and options contracts.
What are regulators in the commercial world?
Regulators
exercise regulatory or supervisory authority over a variety of endeavours
. In addition, local authorities in the UK provide regulatory functions in a number of areas. Professional associations also act to regulate their memberships.
Which is money market instruments?
The main money market instruments are
Treasury bills, commercial papers, certificate of deposits, and call money
. It is highly liquid as it has instruments that have a maturity below one year. Most of the money market instruments provide fixed returns.
What government agency regulates banks?
National banks must be members of the Federal Reserve System; however, they are regulated by
the Office of the Comptroller of the Currency (OCC)
. The Federal Reserve supervises and regulates many large banking institutions because it is the federal regulator for bank holding companies (BHCs).
Are finance companies regulated?
Consumer finance companies
are licensed and regulated by the state in which they operate
. … The Consumer Financial Protection Bureau (CFPB) — which supervises and enforces federal consumer financial protection laws, including those surrounding credit cards — is taking over the supervision of major auto finance companies.
Who regulates insurance companies?
The office of the Alberta Superintendent of Insurance (SOI) of Alberta Treasury Board and Finance
regulates, in part, the insurance business in Alberta under the Insurance Act.
Who are market regulators?
The Securities and Exchange Board of India (SEBI)
is the regulatory authority established under the SEBI Act 1992 and is the principal regulator for Stock Exchanges in India. SEBI’s primary functions include protecting investor interests, promoting and regulating the Indian securities markets.
Who is the financial regulator in Italy?
The Bank of Italy’s
supervisory powers have their legal basis in a regulatory framework that encompasses international, European Union and national laws.
Who are the financial regulators in us?
There are a vast number of agencies assigned to regulate and oversee financial institutions and financial markets, including
the Federal Reserve Board (FRB)
, the Federal Deposit Insurance Corporation (FDIC), and the Securities and Exchange Commission (SEC).
